# |
Test |
Answer |
Deductions |
| A. Patent Validity (Tests 1~6) |
1. |
Determine by reviewing prosecution history if the Teaching–Suggestion–Motivation (TSM) test was previously used as the main reason for patentability. |
If YES,
Continue to Question #2 |
-1pt |
If No,
Skip to Question #3 |
None |
2. |
Determine, if using existing cited prior art, whether the allowed claims would pass the 7 Obviousness Rationales proposed by the USPTO as based on the US Supreme Court’s KSR decision.
1) |
Combining prior art elements according to known methods to yield predictable results. |
2) |
Simple substitution of one known element for another to obtain predictable results. |
3) |
Use of known technique to improve similar devices (methods or products) in the same way. |
4) |
Applying a known technique to a known device (method, or product) ready for improvement to yield predictable results. |
5) |
"Obvious to try" - choosing from a finite number of identified, predictable solutions, with a reasonable expectation of success. |
6) |
Known work in one field of endeavor may prompt variations of it for use in either the same field or a different one based on design incentives or other market forces if the variations would have been predictable to one of ordinary skill in the art. |
7) |
Some teaching, suggestion, or motivation in the prior art that would have led one of ordinary skill to modify the prior art reference or to combine prior art reference teachings to arrive at the claimed invention. |
|
If Yes,
Continue to Question #3 |
-6~10 pts |
If No,
Continue to Question #3 |
None |
3. |
Determine by reviewing prosecution history if a sufficient number of foreign patent literature were cited in the rejections, IDS(es), or prosecution history (3+, including at least 1 from an office rejection). |
If Yes,
Skip to Question #5 |
None |
If No,
Continue to Question #4 |
-1 pt |
4. |
Conduct a search using class/subclass information and keywords/Boolean searches of patent literature databases from Japan, EPO, WIPO and China (e.g. www.patentlens.net) to determine if at least “secondary” prior art exists. |
If Yes,
Continue to Question #5 |
-5 pts |
If No,
Continue to Question #5 |
None |
5. |
Conduct a search using “clusters” from sparkip.com using leads from important patents in each cluster category and keyword/Boolean searches to determine if relevant prior art(s) exist(s). |
If Yes,
Continue to Question #6 |
-3 pts |
If No,
Continue to Question #6 |
None |
6. |
Conduct searches using Scirus, Google Scholar, Google, Rice University Connexions, etc… to determine if relevant non-patent literature prior art exists. |
If Yes,
Continue to Question #7 |
-2 pts |
If No,
Continue to Question #7 |
None |
| B. Difficulty of Design Around (Tests 7~9) |
7. |
Based upon the claim scope of all claims, can a potential infringer get away with only “partial infringing” by meeting just some, and not all of the features/limitations of the respective claims? (If so, take note of how) |
If Yes,
Continue to Question #8 |
-3 pts |
If No,
Continue to Question #8 |
None |
8. |
Based upon the claim scope of all claims, can a potential infringer get away with a clever modification of one or more element/feature/limitation even when considering the doctrine of equivalents rule? (If so, take note of how) |
If Yes,
Continue to Question #9 |
-4 pts |
If No,
Continue to Question #9 |
None |
9. |
Is the “key” design-around feature/element equivalent but not the same as an element/feature that had been subject to a narrowing amendment during prosecution, as well as not only being "tangentially related" to the accused equivalent? (ref. Festo Decision) |
If Yes,
Continue to Question #10 |
-4 pts |
If No,
Continue to Question #10 |
None |
| C. Adherence to Patent Law & Best Practice (Tests 10~14) |
10. |
Do all claim elements abide by requirements in the first and second paragraphs of 35 USC 112, especially those relating to clarity, conciseness and precision? |
If Yes,
Continue to Question #11 |
None |
If No,
Continue to Question #11 |
-2 pts |
11. |
Does the disclosure contain poor English, and/or is it difficult to read and understand? |
If Yes,
Continue to Question #12 |
-2 pts |
If No,
Continue to Question #12 |
None |
12. |
Is there a good balance of coverage among the claims (broad/narrow claims of varying scopes), and are all embodiments described properly covered in the claims? (exceptions allowed) |
If Yes,
Continue to Question #13 |
None |
If No,
Continue to Question #13 |
-3 pts |
13. |
Are the claim preamble(s) or independent claim scope too unnecessarily narrow or are there too few claims? |
If Yes,
Continue to Question #14 |
-1~2 pts |
If No,
Continue to Question #14 |
None |
14. |
Are there mistakes relating to form, antecedent and multiplicity of claims, a lack of proper incorporation by reference, or other errors? |
If Yes, |
-1~2 pts |
If No,
|
None |